AN OVERVIEW OF THE HEIAN PERIOD
The Establishment of the Heian Capital
The Heian period marks its beginning with the move of the capital city from Nagaoka to the site of modern-day Kyoto in the year 794 CE. The Kyoto basin was not the preferred location for the new capital. In 784, Emperor Kammu issued orders to move the capital north some thirty miles from its seat in Heijō (modern-day Nara) to Nagaoka. This decision was prompted in part by alarm over the growing political influence exercised by Buddhist temples within the Nara city limits. Soon after the court had relocated to Nagaoka, political rivalries culminated in the exile and subsequent assassination of the emperor’s brother, Prince Sawara. The new capital and its denizens were soon beset by a series of natural disasters and misfortunes attributed, by the reasoning of the age, to the wrath of Sawara’s vengeful ghost. Within less than ten years of its founding, the Nagaoka capital was abandoned and a new capital established at the location of a small village ten miles to the north. In defiance of the malaise surrounding its founding, the choice of name for the new capital, Heian-kyō — “peace and tranquility”—was clear evidence of the court’s desire to quell any lingering malignant influences.Social Structures and Chinese Models
Doubleday & Co. for Gemini, Inc: 1964.
Imported Belief Systems: Confucianism and Buddhism
Confucianism and Buddhism were also important loci of cultural borrowing during the Heian period. More than two centuries earlier, Prince Shōtoku (572–622 CE) and other officials of the early reform period became native scholars of Chinese Confucianism and Buddhism, and did much to promote both systems within Japan. Shōtoku’s seventeen-article constitution of 604 sought to propagate Confucian concepts of ethical government in Japan with the inclusion of a series of maxims encouraging harmony and decorous behavior.6 In 607, Shōtoku began sending embassies of Japanese noblemen to China to study Confucianism, Buddhism, and the Chinese language—a practice that would endure for nearly three centuries. Tradition holds that Buddhism entered Japan through the kingdom of Paekche in Korea around the year 552. Patronized by Prince Shōtoku and other early intellectuals, Buddhism was firmly established in Japan by the eighth century. During the Nara period, schools of Buddhism were imported from China in a relatively unaltered state, but by the close of the Heian period’s first century, Buddhist sects were beginning to take on identifiably Japanese aspects. Despite some early resistance, Buddhism in Japan achieved a relatively harmonious coexistence with Shint¬, Japan’s indigenous system of venerating nature spirits and ancestors. The transmission of Buddhist thought to Japan was expedited by means of a syncretic doctrine that recognized various Shintō deities (kami) as local manifestations of the newly introduced foreign buddhas and bodhisattvas.
Kamakura. Copyright 1995–2005, Mark Schumacher, www.onmarkproductions.com/XXX/XXX.html
Late Heian period. Image source: A History of Far Eastern Art, Fifth Edition, by Sherman E. Lee. ©1994 Harry N. Abrams, Incorporated.
Language and Literature
By the seventh century, the Japanese were using Chinese to write despite the fact that Japanese belongs to a completely different linguistic family. The Japanese writing system required highly complex reconfigurations of Chinese language that utilized Chinese characters (kanji). Initially, a writing system known as kambun used Chinese characters to write Japanese, using both the phonetic and semantic values of the Chinese kanji. By the mid-Heian era, this arduous system would be supplanted by the creation of two types of simplified phonetic Japanese script, known collectively as kana, which was used in combination with the imported kanji. Nara-period Japanese literary productions demonstrate the initial centrality of Chinese tastes. During the ninth century, a number of imperial anthologies of Chinese poems (kanshi), composed in classical Chinese by Japanese courtiers, were produced in quick succession. Imperially-commissioned early myth-histories (Kojiki, 712, and Nihon Shoki, 720) likewise took their cue from Chinese dynastic records. While many men in the Heian court continued to compose written verse and prose alike in classical Chinese, the invention of the kana syllabaries was the catalyst that gave rise to Japan’s famous vernacular prose literature, much of it written by court women who lackedthe same level of training in written Chinese that their male counterparts possessed. The resulting gender divide in literary production is an important theme when examining Heian culture because most of the canonical work from this period was produced by women of the upper social classes.
Image source: http://f00.middlebury.edu/JA216A/genji/genji001.html
Heiji Monogatari Emaki (Scrolls of Events of the Heiji), ink and color on paper. Kamakura period, late thirteenth century.
Museum of Fine Arts, Boston. Image source: A History of Far Eastern Art, Fifth Edition, by Sherman E. Lee. ©1994 Harry N. Abrams, Incorporated.
The Arts
After centuries of imitating Chinese forms, Japanese visual art came into its own in the mid and late Heian period. This had not always been the case. Throughout the Nara period, Japanese visual arts were almost exclusively focused on Buddhist and Chinese themes. Buddhist sculpture and paintings were among the earliest art objects produced in Japan and tended to closely emulate earlier Chinese and Korean models. Likewise, early Heian paintings tended toward an aesthetic strongly influenced by Tang China. However, as the close of the tenth century approached, strict adherence to Chinese models was no longer considered necessary or desirable. By the late Heian period, vividly illustrated narrative picture scrolls known as emakimono emerged as the medium by which prose tales such as The Tale of Genji were disseminated. Emakimono artists began to employ a uniquely Japanese visual language. This is well-illustrated by a famous twelfth-century emakimono depicting The Tale of Genji. The artists (scrolls included narrative written passages interspersed with illustrations and were created by several persons working together) devised a system of pictorial conventions that offer the viewer/reader intimate access into the emotions of the depicted characters. The “blown roof” (fukinuki yatai) perspective employed by makimono artists is one such innovation that served to grant the viewer/reader a birds-eye view into the narrative.8 Another good example of the trend away from Chinese styles was the paintings of court life and distinctly Japanese subjects known as Yamato-e (literally, “Japanese pictures,” as opposed to kara-e, or “Chinese pictures”), which began to be seen in the mid-Heian and late Heian period. Yamato-e styles also came to exert influence on raigo paintings, which depict Amida Buddha descending from the heavens to meet a dying believer. Heian music offers one more case study in Japan’s modification of outside artistic influences. Instrumental music known as gagaku enjoyed at the imperial court was directly modeled on Chinese court music (togaku) and Korean music (komagaku). Japanese musicians played many of the same instruments that their Tang dynasty counterparts did and composed pieces in accordance with Chinese musical theory. However, in later centuries the Heian court created a department for “native music” charged with defining the rules of musical performance and composition to better suit Japanese tastes.9The Decline of Heian Civilization
By the late eleventh century, power had begun to pass from the aristocratic classes into the hands of military provincials. The unchecked proliferation of large, tax-exempt landed estates held by provincial officials with military powers under their command set the stage for the decline of the refined and comparatively effete Heian court and the subsequent emergence of the samurai warrior as a central cultural figure. The ascent of the samurai to power was accelerated when open conflict erupted in the mid-twelfth century between a retired emperor and the emperor currently occupying the throne. The repercussions of the initial skirmish would eventually spark the Gempei war (1180–1185), a period of intense disruption and massive destruction within the capital city that culminated in the establishment of the shogunal government in Kamakura and the end of the Heian period in 1185.Teaching the Heian Period: Strategies
Examining patterns and sites of cultural borrowing as a major theme when teaching about classical Japan provides teachers a useful way to talk about the interactions of civilizations with their students. The introduction of continental Buddhism, city design, the Chinese origins of the Japanese writing system, and early governmental models are all topics that offer strong evidence of cross-cultural influence. The Heian era offers a case study through which students can concretely analyze the processes of cultural transmission and the subsequent nativization of continental models within the early Japanese nation-state. Conversely, having students undertake an examination of which imported structures didn’t work within Japanese society can prompt new insights into cultural differences between continental Asia and Japan. Because so much of the primary source material from this period is literary in nature— poetry, court diaries, and prose tales—the Heian period provides both history and literature teachers alike a wealth of resources to select from for classroom inclusion. A number of good lesson plans have been developed around Heian poetry and miscellanies, such as Sei Shōnagon’s Pillow Book and The Tale of Genji (see related article in this magazine). Sonja Arntzen has written elsewhere about her own creative techniques for teaching Heian literature. Her innovative ideas include engaging students in learning about waka poetry through an utaawase (poetry contest) activity that recreates the Heian custom of holding court poetry competitions by having students compose waka on a traditional theme in English. These waka are then judged by members of the class using Heian poetic conventions and tastes as a guide. Arntzen later builds on this exercise by having students produce sequences of renga linked verse.10 In my own classroom, I have had success with a writing activity in which students first read selections from Sei Shōnagon’s The Pillow Book and then compose entries modeled on Heian aesthetic values, social customs, and Sei Shōnagon’s own literary style, using some of the section headings from the original. Students invariably become quite enthusiastic about this assignment and are eager to share their own lists on Sei Shōnagon’s varied themes: “hateful things,” “elegant things,” “things about which one is likely to be negligent,” “things that lose by being painted,” “things that are distant though near,” etc.11

Conclusion
The Heian period offers educators a number of grounds for inclusion in a unit on Japan. Compelling personalities like Murasaki Shikibu and Sei Sh¬nagon get students excited about learning more about the Heian aristocracy. The fact that this period offers many female perspectives on Japanese society rarely found in the medieval period is another reason to consider including this material in the curriculum. The wealth of Heian literary pieces available in translation furnishes the opportunity to incorporate highly readable primary source material into the classroom. The rich visual culture of the Heian era was characterized by the blending of art and literature in stimulating ways that make truly interdisciplinary lesson plans highly workable. These rich artistic traditions, superb literature, and engaging figures are the stuff of which great lesson plans on Heian Japan can and should be made.RESOURCES FOR TEACHING
BOOKS Anthology of Japanese Literature from the Earliest Era to the Mid-Nineteenth Century. Donald Keene, ed. New York: Grove Press, 1960. If you can purchase only one text to teach about the Heian period, I recommend this useful compilation of stories, essays, poems, plays, and diaries dating from the ancient era to the mid-nineteenth century. While Keene’s choice of excerpts from The Pillow Book excludes many of that work’s wittier sections, the other selections from the numerous classical works are judiciously chosen and useful in the classroom. Other excerpts from The Pillow Book are readily found online. The Kagerō Diary: A Woman’s Autobiographical Text from Tenth-Century Japan. Sonja Arntzen, translator. Ann Arbor: University of Michigan Center for Japanese Studies, 1997. When your scope and sequence accommodate a full novel, this excellent translation is an enjoyable read, and Arntzen’s extensive footnotes (printed conveniently on facing pages) add many dimensions to the narrative. Keene, Donald. Seeds in the Heart: Japanese Literature from Earliest Times to the Late Sixteenth Century. New York: Henry Holt, 1993. An excellent resource for teachers seeking more in-depth background information on Heian authors and literary genres, Keene’s insightful commentaries on well-known works are helpful in formulating document-based questions for the classroom. Matsunaga, Daigan and Alicia. Foundations of Japanese Buddhism, Vol. I. Los Angeles: Buddhist Books International, 1974. A solid background resource on Japanese Buddhism. Morris, Ivan. The World of the Shining Prince: Court Life in Ancient Japan. New York: Kodansha, 1994. The most detailed introduction to life in the Heian capital available in English, this superb resource includes chapters on Heian politics, the leisure pursuits of Heian aristocrats, the status of women, and the imagined world of Genji. The Princeton Companion to Classical Japanese Literature. Earl Roy Miner, Robert E. Morrell, and Hiroko Odagiri, eds. Princeton, New Jersey: Princeton University Press, 1985. Contains a variety of resources, including a listing of major authors and their works, a glossary of literary terms, historical maps, chronological lists of rulers, and diagrams of Heian architecture. Schirokauer, Conrad. A Brief History of Japanese Civilization. Fort Worth, Texas: Harcourt Brace Publishers, 1993. A brief, all-purpose overview of Japanese history. A second edition is forthcoming in 2006. Varley, Paul. Japanese Culture. 4th ed. Honolulu: University of Hawai`i Press, 2000. More detailed than the Schirokauer text above. Includes short excerpts from major literary works and a wealth of cultural detail. VIDEOS The Genji Scrolls Reborn (60 minutes, Films for the Humanities and Sciences, 2002), a documentary, traces a Japanese team seeking to successfully recreate the mode of production for a famous set of Genji scrolls. The Tale of Genji (60 minutes, Films for the Humanities, 1993) traces the plot as illustrated by a series of makimono scrolls dating to the twelfth century. An animated version by the same title, The Tale of Genji (110 minutes, Tokyo: Asahi Publishing Company, 1987, unrated), is available with English subtitling. One short portion contains a scene of brief (albeit animated and anatomically vague) female nudity that may not be appropriate for younger audiences. Classical Japan and The Tale of Genji (45 minutes, Columbia, 1996) is helpful for an overall introduction to the period, though some teachers may find that its tendency to include footage of interviews with leading academics fails to hold the attention of younger students. However, the accompanying teacher’s guide offers several well-structured, document-based lessons on Japanese literature that include student worksheets. Gagaku: The Court Music of Japan (1989, US, 28 minutes), a somewhat pedantic video, offers good footage of gagaku performances that can be used to expose students to Heian music. Note: gagaku, as performed today, is an art reconstructed from Meiji-era interpretations of an earlier, Heian form.INTERNET RESOURCES
ART AND CULTURE The Costume Museum: The Rebirth of The Tale of Genji http://www.iz2.or.jp/english/fukusyoku/ The English Web site for this Kyoto-based museum of traditional dress offers an easy-to-navigate site with many photos and diagrams of traditional Japanese apparel from a variety of periods of Japanese history, including the Heian. Japanese Art History Resources: Heian Period (794–1186) http://www.art-and-archaeology.com/timelines/japan/heian.html Offers many Web links to art from this period. Also has a link to a page about Japanese art in general and several links to museums housing Heian-era art. Tale of Genji Online Picture Scroll (Dartmouth University) http://www.dartmouth.edu/~arth17/Genji.index.html This eighteenth-century hand scroll depicts the first sixteen chapters of The Tale of Genji, a fifty-four-chapter epic novel written by Murasaki Shikubu (about 973–1030). The story follows the life and loves of Prince Genji. HISTORY Ancient Japan (Washington State University) http://www.wsu.edu:8080/~dee/ANCJAPAN/CONTENTS.HTM An excellent source of background information covering Japanese history from prehistoric times through the end of the Heian period in 1185. Additional topics—including women in early Japan, the Japanese language, early Buddhism, music, visual culture, and much more— are also addressed. A good resource for students seeking historical context for sophisticated and creative assignments on premodern Japan. Heian Emperors http://www.friesian.com/sangoku.htm#japan Features a list of all Japanese emperors, accompanied by the regents and shoguns during their reign and a genealogical tree of the Japanese imperial family. Kyoto History and Background http://www.columbia.edu/itc/ealac/V3613/kyoto/intro/ Provide a timeline of Kyoto’s development, city planning information, and information about the imperial palace. Timeline of Ancient Japan (Washington State University) http://www.wsu.edu:8080/~dee/ANCJAPAN/TIMELINE.HTM An excellent multipurpose timeline. A number of helpful map graphics are also included. LITERATURE Japanese Text Initiative (University of Virginia) http://etext.lib.virginia.edu/japanese/texts/index.html The Japanese Text Initiative (JTI) places the full texts of classical Japanese literature in Japanese characters online. The primary audience is English-speaking students of Japan. Some, not all, Japanese texts made available here are accompanied by English translations and are searchable by keyword. Texts available in English translation include One Hundred Poems by One Hundred Poets (Hyakunin Isshu) and a selection of Nō plays. The Tale of Genji http://www.taleofgenji.org/ Offers a brief summary and background of The Tale of Genji and a detailed photographic tour of sites from the story. Each link has beautiful color photos as well as historical information. CURRICULUM Asia for Educators (Columbia University) http://afe.easia.columbia.edu/ A resource site for teachers developed by Columbia University’s East Asian Curriculum Project (EACP), a national initiative devoted to supporting education on Asia at the secondary and elementary levels. Focusing primarily on China and Japan, the site features teaching units, lesson plans, primary-source readings, resource lists, bibliographies, and more. Lesson plan offerings include a multimedia unit on classical Japan, a lesson on early Buddhism, the development of the Japanese language, waka poetry, Heian period history, Sei Shōnagon’s The Pillow Book, and two lessons on The Tale of Genji. “Courtship and Calligraphy in The Tale of Genji” lesson plan http://www.clevelandart.org/educef/asianodyssey/pdf/Genji.pdf The purpose of this unit for 9–10th grade students is to discover, through an examination of The Tale of Genji, the importance of calligraphy to courtship rituals in the Japanese court culture of the late Heian period (897–1185). Authored by Dana Noble of the Shaker Heights School System, Ohio. Lesson Plan for Japan: The Pillow Book of Sei Shōnagon http://oia.osu.edu/ncta/japan/coffman-jpn.pdf Students works with readings of Sei Shōnagon’s classic as a means to investigating Heian court culture.